0000892251-05-000049.txt : 20120629 0000892251-05-000049.hdr.sgml : 20120629 20050120155251 ACCESSION NUMBER: 0000892251-05-000049 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050120 DATE AS OF CHANGE: 20050120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEMAGEN DIAGNOSTICS INC CENTRAL INDEX KEY: 0000892822 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 042869857 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50367 FILM NUMBER: 05538834 BUSINESS ADDRESS: STREET 1: 9033 RED BRANCH ROAD CITY: COLUMBIA STATE: MD ZIP: 21045 BUSINESS PHONE: 7818903766 MAIL ADDRESS: STREET 1: 9033 RED BRANCH ROAD CITY: COLUMBIA STATE: MD ZIP: 21045 SC 13G/A 1 rothschild13ga.htm JONATHAN E. ROTHSCHILD 13G/A Jonathan E. Rothschild 13G Amendment No. 1

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13D-1(b)(c), and (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)*



Hemagen Diagnostics, Inc.
(Name of Issuer)



Common Stock
(Title of Class of Securities)



423501 105
(CUSIP Number)



Check the appropriate box to designate the rule pursuant to which this Schedule is filed:


  [  ]   Rule 13d-1(b)

  [  ]   Rule 13d-1(c)

  [X]   Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




(Continued on the following page(s))


Page 1 of 4 pages





CUSIP No. 423501 105 13D Page 2 of 4 Pages

1. Name of Reporting Person

Jonathan E. Rothschild
                    

2. Check the Appropriate Box If a Member of Group* (a) [_]
(b) [X]

3. SEC Use Only

4. Citizenship or Place of Organization

United States of America                    



Number
Of Shares
Beneficially
Owned By
Each
Reporting
Person With
  5. Sole Voting Power

1,133,021           

 6. Shared Voting Power

0           

  7. Sole Dispositive Power

980,803           

8. Shared Dispositive Power

0

9. Aggregate Amount Beneficially Owned by Each Reporting Person

1,133,021                    

10. Check Box If the Aggregate Amount in Row (9) Excludes
Certain Shares*
|_|

11. Percent of Class Represented by Amount in Row (9)

7.4%                    

12. Type of Reporting Person*

IN                     


*SEE INSTRUCTIONS BEFORE FILLING OUT!

Page 3 of 4 pages



Item 1(a)          Name of Issuer:    Hemagen Diagnostics, Inc.

Item 1(b)          Address of Issuer's Principal Executive Office:

                          9033 Red Branch Road
                          Columbia, Maryland 21045

Item 2(a)          Name of Person Filing:    Jonathan E. Rothschild

Item 2(b)          Address of Principal Business Office:

                          1061-B Shary Circle
                          Concord, CA 94518

Item 2(c)          Citizenship:     U.S.A.

Item 2(d)          Title of Class of Securities:    Common Stock

Item 2(e)          CUSIP Number:     423501 105

Item 3              If this Statement is Filed Pursuant to Rule 13d-1(b), or
                        13d-2(b), check whether the Person Filing is a:    N/A

Item 4             Ownership:

(a)
(b)
(c)
   See Item 9 of cover page.
   See Item 11 of cover page.
   See Items 5-8 of cover page.

         The Shares in Items 5, 7 and 9 include 484,600 common shares owned directly by Mr. Rothschild, 161,154 common shares that may be acquired by the conversion of 8% Senior Subordinated Secured Convertible Notes owned directly by Mr. Rothschild, 167,150 common shares owned by Arterio, Inc., a corporation of which Mr. Rothschild is the sole shareholder, and 167,900 common shares which are indirectly owned by Mr. Rothschild through the Arterio, Inc. Profit Sharing Plan. Items 5 and 9 include 152,218 common shares which are restricted against transfer over which Mr. Rothschild has sole voting but not dispositive power.

Item 5             Ownership of 5% or Less of Class:     N/A

Item 6             Ownership of More Than 5% on Behalf of Another Person:    N/A

Item 7              Identification and Classification of the Subsidiary which Acquired the Security being
                         Reported on by the Parent Holding Company:     N/A

Item 8              Identification and Classification of Members of the Group:     N/A

Item 9              Notice of Dissolution of Group:    N/A

Page 4 of 4 pages



Item 10              Certification:    N/A

SIGNATURE

          After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:   January 20, 2005

                /s/ Michael J. Moeddel                                                              
Michael J. Moeddel as Attorney in Fact for Jonathan Rothschild